RBC Capital Markets Corporation (the "Company") is a registered broker-dealer in securities and an introducing futures commission merchant. The Company is a member firm of the New York Stock Exchange, Inc. ("NYSE") and other securities and commodities exchanges. The Company is a wholly owned subsidiary of RBC Capital Markets Holdings (USA) Inc. (the "Parent"), which is a wholly owned indirect subsidiary of Royal Bank of Canada.

The Company offers full service brokerage and investment banking services to individual, institutional, corporate, and government clients. Additionally, the Company conducts principal trading primarily in municipal bonds and other fixed income securities. The Company also provides asset management services for its customers and clearing services to correspondent firms introduced through its RBC Correspondent Services division. The Company carries all customer accounts of the introducing brokers and extends margin credit to its customers.

On February 29, 2008, the Company merged with a broker dealer affiliate and changed its name from RBC Dain Rauscher Inc. to its present name of RBC Capital Markets Corporation.

The Company's Statement of Financial Condition is contained in the following documents:

• 10/31/09 (PDF)
• 4/30/09 (PDF)
• 10/31/08 (PDF)
• 4/30/08 (PDF)
• 10/31/07 (PDF)
• 4/30/07 (PDF)
• 10/31/06 (PDF)
• 4/30/06 (PDF)
• 10/31/05 (PDF)
• 4/30/05 (PDF)
• 10/31/04 (PDF)
• 4/30/04 (PDF)
• 10/31/03 (PDF)
• 4/30/03 (PDF)
• 10/31/02 (PDF)
• 6/30/02 (PDF)
• 12/31/01 (PDF)

The Adobe® Acrobat Reader is required to view the Statement of Financial Condition .pdf file.